Alexander Forostenko

Alexander Forostenko

Senior Financial Services Executive | Governance | Risk Management | Strategic Remediation | Compliance Leadership

Charles SchwabNew York City Metropolitan Area

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Experience25+ Years
LevelCXO

Executive Overview

I am a Financial Services leader who has driven regulatory compliance, mitigated risk, and optimized operational efficiency in organizations managing over $100B in assets. I excel at navigating complex regulatory landscapes, building strong relationships with regulators, and leading teams to achieve strategic objectives. With deep expertise in regulatory frameworks including Basel III, Dodd-Frank, and SR 08-08, I develop and implement robust compliance programs, conduct thorough risk assessments, and execute effective remediation plans. I have a proven track record of advising executive management and boards of directors, fostering a culture of compliance, and delivering exceptional results.​

Career Timeline

Professional employment history

Education

Doctor of Law - JD

Law

Roger Williams University School of Law

Bachelor of Arts - BA

International Affairs

The George Washington University

High School Diploma

The Browning School

Executive Relationship Map

Reports To
Alexander Forostenko
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

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Skills & Expertise

40 of 40 skills
Financial RegulationFraud PreventionTeam LeadershipRegulatory SubmissionsCivil LitigationStandards ComplianceStrategic PlanningFinancial ServicesRegulatory RequirementsFederal & State Regulatory ComplianceDodd-FrankCompliance ResearchStrategic RemediationPublic RelationsEnterprise Risk ManagementCompliance ManagementOnline FraudLegal ComplianceRisk AssessmentInternational RelationsInternational LawRegulatory AffairsGlobal Regulatory ComplianceCorporate Fraud InvestigationsFounderFinTechInternal InvestigationsManagement ConsultingGovernance, Risk Management, and Compliance (GRC)Operational Risk ManagementFraud DetectionEconomicsRegulatory GuidelinesCompliance RegulationsRisk ComplianceFraud AnalysisOperations ManagementBankingRegulatory ComplianceFinancial Markets