Alexander Forostenko
Senior Financial Services Executive | Governance | Risk Management | Strategic Remediation | Compliance Leadership
Charles Schwab•New York City Metropolitan Area
View LinkedIn ProfileExecutive Overview
I am a Financial Services leader who has driven regulatory compliance, mitigated risk, and optimized operational efficiency in organizations managing over $100B in assets. I excel at navigating complex regulatory landscapes, building strong relationships with regulators, and leading teams to achieve strategic objectives. With deep expertise in regulatory frameworks including Basel III, Dodd-Frank, and SR 08-08, I develop and implement robust compliance programs, conduct thorough risk assessments, and execute effective remediation plans. I have a proven track record of advising executive management and boards of directors, fostering a culture of compliance, and delivering exceptional results.
Career Timeline
- Sonotheia, IncCurrentOct 2025–Present· 11 mos
- Co-FounderCurrentOct 2025–Present
- Forostrat, LLCCurrentNov 2024–Present· 1 yr 10 mos
- Founder and Principal ConsultantCurrentNov 2024–Present
- Charles SchwabCurrent2023–Present· 3 yrs 8 mos
- Managing Director, Head of Compliance and RegulatoryCurrent2023–Present
- 2019–2023· 4 yrs
- Senior Director, Regulatory Affairs2019–2023
- 2014–2018· 4 yrs
- Senior Counsel, Litigation and Employment2014–2018
- 2012–2014· 2 yrs
- Deputy Head of Regulatory Affairs2012–2014
- 2009–2012· 3 yrs
- Director2009–2012
- May 2007–Aug 2007· 3 mos
- Summer Associate, Legal and ComplianceMay 2007–Aug 2007
- May 2006–May 2007· 1 yr
- Research AssistantMay 2006–May 2007
- 2003–2005· 2 yrs
- Legislative Analyst2003–2005
- 2001–2003· 2 yrs
- Research Assistant2001–2003
Education
Doctor of Law - JD
Law
Roger Williams University School of LawBachelor of Arts - BA
International Affairs
The George Washington University