Experience29+ Years
LevelCXO
Executive Overview
• Esteemed professional with a background at a major accounting firm and roles in audit, finance, risk and compliance. • Excel in researching securities regulations, building robust control programs, improving processes, and assessing regulatory risks. • Effective leader with strong communication skills and ability to motivate and fully engage team members.
Career Timeline
- Fidelity InvestmentsCurrent2001–Present· 25 yrs 8 mos
- Chief Compliance Officer, Transfer AgentsCurrentJul 2021–Present
- Vice President Transfer Agent Compliance2017–Jul 2021
- Compliance Director Transfer Agent Compliance2014–2017
- Compliance Director - Fidelity Institutional Asset Management2007–2014
- Manager, Audit2004–2007
- Financial Analyst II/III2001–2004
- 1999–2001· 2 yrs
- Analyst/Senior Analyst - Financial Reporting1999–2001
- 1997–1999· 2 yrs
- Auditor1997–1999
Education
MBA
Finance
Questrom School of Business, Boston UniversityBBA
Accounting
University of Massachusetts AmherstExecutive Relationship Map
Reports To
Amy DeVasto
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer
Skills & Expertise
Financial ServicesFinancial AnalysisBusiness Analysis