CA. Amit Pujara

CA. Amit Pujara

Chief Regulatory Officer @ NSE Clearing

NSE IndiaMumbai, Maharashtra, India

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Experience28+ Years
LevelCXO

Executive Overview

# Regulatory Compliance, Member Inspection, Member Compliance and Enforcement @ SEBI recognized Clearing Corporation # Proficient in developing and managing Regulatory Compliance Programme; liaison with regulators like erstwhile FMC, SEBI and WDRA; working closely with MD & CEO, Board of Directors and Parent Company (NCDEX); additionally working as a CFO and Head of Risk Management # Varied experience from a Statutory and Internal Audit Services in Big 4 to a SEBI regulated Market Infrastructure Institution i.e. Agri Commodity Derivatives Exchange to a WDRA regulated Start up for offering Repository Services. # 20+ years of post qualification experience comprising of setting up a Repository platform for electronic Negotiable Warehouse Receipt (eNWR) and designing solutions for smooth transition from Comtrack to eNWR as a Settlement Instrument for physical delivery; Broker Inspections & Compliance; designing robust internal regulatory controls through preparation of Bye laws & Business Regulations; Statutory Audits and Internal Control Assurances

Career Timeline

Professional employment history
  • NSE IndiaCurrent
    Nov 2021–Present· 4 yrs 10 mos
    • Chief Regulatory Officer, NSE ClearingCurrent
      Oct 2023–Present
    • Head Of Compliance - NSE Clearing
      Nov 2021–Oct 2023
  • Sep 2017–Oct 2021· 4 yrs 1 mo
    • Executive Vice President – Compliance Officer and CFO
      Oct 2018–Oct 2021
    • Vice President – Compliance Officer and CFO
      Sep 2017–Sep 2018
  • Nov 2006–Aug 2017· 10 yrs 9 mos
    • Vice President – Regulatory Compliance (SEBI)
      Apr 2016–Aug 2017
    • Vice President – Regulatory Compliance, Member Inspection and Member Compliance
      Apr 2014–Mar 2016
    • Vice President – Regulatory Compliance and Member Inspection
      Apr 2013–Mar 2014
    • Assistant Vice President – Regulatory Compliance
      Apr 2009–Mar 2013
    • Manager – Regulatory Compliance (FMC)
      Nov 2006–Mar 2009
  • Aug 1998–Nov 2006· 8 yrs 3 mos
    • Deputy Manager - ABAS
      Apr 2006–Nov 2006
    • Assistant Manager – ABAS
      Apr 2004–Mar 2006
    • Senior - Assurance and Business Advisory Services (ABAS)
      Nov 2002–Mar 2004
    • Article Trainee
      Aug 1998–Oct 2002

Education

Management Development Program

Leadership competencies in complex organization

Indian Institute of Management, Indore

Compliance Management Program

Indian School of Business

Chartered Accountant

Finance, Accounts, Tax

Institute of Chartered Accountants of India - ICAI

CMA - Intermediate

Costing Accounting

Institute of Cost Accountants of India

B.Com

Commerce Graduation

University of Mumbai

Executive Relationship Map

Reports To
CA. Amit Pujara
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

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Skills & Expertise

16 of 16 skills
CommodityInternal AuditFinancial AnalysisManagementPortfolio ManagementFinancial ModelingFinanceBusiness StrategyInternal ControlsSEBI RegulationsAuditingCapital MarketsTeam ManagementDerivativesRegulatory ComplianceFinancial Markets