CA. Amit Pujara
Chief Regulatory Officer @ NSE Clearing
NSE India•Mumbai, Maharashtra, India
View LinkedIn ProfileExecutive Overview
# Regulatory Compliance, Member Inspection, Member Compliance and Enforcement @ SEBI recognized Clearing Corporation # Proficient in developing and managing Regulatory Compliance Programme; liaison with regulators like erstwhile FMC, SEBI and WDRA; working closely with MD & CEO, Board of Directors and Parent Company (NCDEX); additionally working as a CFO and Head of Risk Management # Varied experience from a Statutory and Internal Audit Services in Big 4 to a SEBI regulated Market Infrastructure Institution i.e. Agri Commodity Derivatives Exchange to a WDRA regulated Start up for offering Repository Services. # 20+ years of post qualification experience comprising of setting up a Repository platform for electronic Negotiable Warehouse Receipt (eNWR) and designing solutions for smooth transition from Comtrack to eNWR as a Settlement Instrument for physical delivery; Broker Inspections & Compliance; designing robust internal regulatory controls through preparation of Bye laws & Business Regulations; Statutory Audits and Internal Control Assurances
Career Timeline
- NSE IndiaCurrentNov 2021–Present· 4 yrs 10 mos
- Chief Regulatory Officer, NSE ClearingCurrentOct 2023–Present
- Head Of Compliance - NSE ClearingNov 2021–Oct 2023
- Sep 2017–Oct 2021· 4 yrs 1 mo
- Executive Vice President – Compliance Officer and CFOOct 2018–Oct 2021
- Vice President – Compliance Officer and CFOSep 2017–Sep 2018
- Nov 2006–Aug 2017· 10 yrs 9 mos
- Vice President – Regulatory Compliance (SEBI)Apr 2016–Aug 2017
- Vice President – Regulatory Compliance, Member Inspection and Member ComplianceApr 2014–Mar 2016
- Vice President – Regulatory Compliance and Member InspectionApr 2013–Mar 2014
- Assistant Vice President – Regulatory ComplianceApr 2009–Mar 2013
- Manager – Regulatory Compliance (FMC)Nov 2006–Mar 2009
- Aug 1998–Nov 2006· 8 yrs 3 mos
- Deputy Manager - ABASApr 2006–Nov 2006
- Assistant Manager – ABASApr 2004–Mar 2006
- Senior - Assurance and Business Advisory Services (ABAS)Nov 2002–Mar 2004
- Article TraineeAug 1998–Oct 2002
Education
Management Development Program
Leadership competencies in complex organization
Indian Institute of Management, IndoreCompliance Management Program
Indian School of BusinessChartered Accountant
Finance, Accounts, Tax
Institute of Chartered Accountants of India - ICAICMA - Intermediate
Costing Accounting
Institute of Cost Accountants of IndiaB.Com
Commerce Graduation
University of Mumbai