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Clark Elder Chartered FCSI

Clark Elder Chartered FCSI

Chief Compliance Officer (Ireland), London Stock Exchange Group (LSEG FX)

LSEG•Ireland

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Experience24+ Years
LevelCXO

Executive Overview

Chartered Fellow of the Institute for Securities & Investments Specialties: Extensive UK and EU regulatory compliance experience, 1 to 1 Sales Coaching skills, Train the Trainer Qualified, Coactive coaching certified, Experienced Training consultant in specialised areas such as Anti-Money Laundering and Compliance. Former President of the Chartered Institute for Securities & Investments National Advisory Council Gibraltar.

Career Timeline

Professional employment history
  • LSEGCurrent
    Apr 2023–Present· 3 yrs 5 mos
    • Chief Compliance Officer, IrelandCurrent
      Apr 2023–Present
  • RBC Investor Services
    May 2018–Apr 2023· 4 yrs 11 mos
    • Country Head of Compliance & MLRO
      May 2018–Apr 2023
  • J. Safra Sarasin
    Nov 2016–May 2018· 1 yr 6 mos
    • Director, IT Compliance and Risk Management
      Nov 2016–May 2018
  • Credit Suisse
    2014–Oct 2016· 2 yrs 9 mos
    • Country Head of Legal & Compliance
      Aug 2015–Oct 2016
    • Senior Legal & Compliance / Vice President
      2014–Jul 2015
  • KPMG Gibraltar
    2012–2014· 2 yrs
    • Risk & Compliance Advisor
      2012–2014
  • Global Advisory Services Limited
    2010–Dec 2011· 1 yr 11 mos
    • Manager, Compliance and Project
      2010–Dec 2011
  • Leeds Building Society
    May 2009–Dec 2009· 7 mos
    • Client Account Manager
      May 2009–Dec 2009
  • Capita
    2006–May 2009· 3 yrs 4 mos
    • Compliance / Business Quality Officer
      2006–May 2009
  • Prudential UK
    Sep 2004–2006· 1 yr 4 mos
    • Business Quality / Team Sales Coach
      Sep 2004–2006
  • Halifax
    Feb 2002–Aug 2004· 2 yrs 6 mos
    • Client Liaison Officer
      Feb 2002–Aug 2004

Executive Relationship Map

Reports To
Clark Elder Chartered FCSI
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

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Skills & Expertise

20 of 20 skills
Risk AssessmentFinancial RegulationRegulationsComplianceRegulatory RiskFinancial RiskCorporate GovernanceTraining CoordinationRisk ManagementOperational RiskManagementFraudKYCDue DiligenceOperational Risk ManagementFinancial ServicesRegulatory AnalysisTrainingAMLAnti Money Laundering