Experience32+ Years

Executive Overview

Experienced senior executive with expertise leading and directing internal audit and risk management functions for global companies. Proven track record of establishing internal audit, technology management, and operational risk strategies that have advanced enterprise risk management and control capabilities.

Career Timeline

Professional employment history
  • FISCurrent
    Jul 2024–Present· 2 yrs 4 mos
    • Chief Risk OfficerCurrent
      Jul 2024–Present
  • Sep 2019–Present· 7 yrs 2 mos
    • Adjunct ProfessorCurrent
      Sep 2019–Present
  • Oct 2022–Jun 2024· 1 yr 8 mos
    • EVP, Head of Enterprise Technology Risk Management
      Aug 2023–Jun 2024
    • EVP, Head of IT Audit, Truist Audit Services
      Oct 2022–Aug 2023
  • Nov 2016–Oct 2022· 5 yrs 11 mos
    • EVP, Assistant General Auditor
      Nov 2016–Oct 2022
  • Mar 2012–Nov 2016· 4 yrs 8 mos
    • Senior Vice President, Senior IT Audit Director
      Mar 2012–Nov 2016
  • Aug 2010–Mar 2012· 1 yr 7 mos
    • SVP, Head of Operational Risk Management, Citizens Financial Group
      Jul 2011–Mar 2012
    • SVP, Director of ORM Technology and Basel II Program, Citizens Financial Group
      Aug 2010–Jul 2011
  • Dec 2000–Apr 2010· 9 yrs 4 mos
    • EVP, Operational Risk Management, Capital One Bank
      Jun 2009–Apr 2010
    • MVP, Information Technology Executive, Capital One Bank
      Dec 2008–Jun 2009
    • MVP, Corporate Audit Services
      Dec 2000–Dec 2008
  • Sep 1998–Nov 2000· 2 yrs 2 mos
    • Director, Quality
      Sep 1998–Nov 2000
  • Aug 1997–Sep 1998· 1 yr 1 mo
    • Financial Systems Project Manager
      Aug 1997–Sep 1998
  • Jun 1994–Jul 1997· 3 yrs 1 mo
    • Manager, Audit
      Jun 1994–Jul 1997

Education

MBA

Queen's University

MBA

Management

Cornell Johnson Graduate School of Management

BS

Accounting

Excelsior University

Liberal Arts

Franklin & Marshall College

Executive Relationship Map

Reports To
David J. Dunn
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

Verified Contact Information
Email & Direct Dial
Org Chart & Reporting Lines
Buying Committee Insights
AI-Powered Account Mapping

Skills & Expertise

20 of 20 skills
IT AuditRisk AssessmentCISAFinancial RiskInternal AuditLeadershipGovernanceFinancial AnalysisRisk ManagementOperational RiskManagementOperational Risk ManagementFinancial ServicesBusiness StrategyInternal ControlsAuditingProcess ImprovementEnterprise Risk ManagementBankingCredit Risk