David Williams

David Williams

Executive Vice President Chief Risk Officer - Wealth & Fiduciary Risk

Northern Trust•Naples, Florida, United States

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Experience40+ Years
LevelCXO

Executive Overview

I am the Chief Risk Officer for Northern Trust’s Wealth Management Business and Chief Fiduciary Risk Officer. The business is a leading provider of trust and estate planning, investments and banking services to high net worth families, foundations and family offices across the US and globally. As part of Risk Management we are an independent business within Northern Trust working with the business unit and our audit group to ensure that we are identifying, assessing, measuring, reporting and monitoring the risks inherent in the business. We work extensively with our Compliance and Ethics Groups to ensure regulatory and ethical considerations are at the forefront of our business. With 33 years in financial services, I have worked extensively in all aspects of wealth management and commercial banking. I started my career with Northern Trust in 1998 in the Commercial Banking Group. I have held positions including serving as Managing Director of offices and teams focused on UHNW clients; Global Director of Sales and most recently was Practice Executive of our Trust, Fiduciary and Advisory Practices. Prior to joining Northern, I worked for First Midwest Bank as Commercial Banking Manager, Firstar Bank in Commercial and Treasury Management, and Lake Shore Bank as an asset based commercial banker, and field auditor.

Career Timeline

Professional employment history
  • Sep 1998–Present· 28 yrs 1 mo
    • Chief Risk Officer, Wealth ManagementCurrent
      Apr 2019–Present
    • Trust & Advisory Practice Executive
      Apr 2017–Apr 2019
    • Global Sales Director
      May 2013–Apr 2017
    • Managing Director
      Sep 2002–May 2013
    • Commercial Banking Relationship Manager
      Sep 1998–Aug 2002
  • Jun 1994–Sep 1998· 4 yrs 3 mos
    • Senior Vice President - Commercial Banking Manager
      Jun 1994–Sep 1998
  • Mar 1991–Jun 1994· 3 yrs 3 mos
    • Vice President - Commercial Banking and Treasury
      Mar 1991–Jun 1994
  • Jun 1986–Mar 1991· 4 yrs 9 mos
    • Commerciall Banker / Field Auditor
      Jun 1986–Mar 1991

Education

MBA

Finance

Quinlan School of Business, Loyola University Chicago

BBA

Economics

Ohio University

Executive Relationship Map

Reports To
David Williams
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

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Skills & Expertise

15 of 15 skills
Social SciencesSocial MediaWealth ManagementMarketing StrategyManagementSales ManagementFinanceBehavioral TargetingSalesHigh Net Worth IndividualsEstate PlanningAsset AllocationFinancial ServicesSales PresentationsBanking