Home › Executives › Dmitry Weinstein
Dmitry Weinstein

Dmitry Weinstein

FINRA

Charles Schwab•Denver, Colorado, United States

View LinkedIn Profile
Experience24+ Years
LevelCXO

Career Timeline

Professional employment history
  • Charles SchwabCurrent
    2016–Present· 10 yrs 9 mos
    • Managing Director, ComplianceCurrent
      2016–Present
  • Morningstar DBRS
    Aug 2015–Dec 2015· 4 mos
    • Vice President, Compliance Officer
      Aug 2015–Dec 2015
  • Deutsche Bank
    Sep 2012–Aug 2015· 2 yrs 11 mos
    • Vice President, Compliance Officer
      Sep 2012–Aug 2015
  • FINRA
    Mar 2004–Sep 2012· 8 yrs 6 mos
    • Examination Manager
      2008–Sep 2012
    • Compliance Specialist
      Mar 2004–Dec 2007
  • Natexis Banque Populaires
    Oct 2003–Mar 2004· 5 mos
    • Auditor, Internal
      Oct 2003–Mar 2004
  • Federal Reserve Bank of New York
    Jul 2002–Oct 2003· 1 yr 3 mos
    • Auditor, Internal
      Jul 2002–Oct 2003

Education

Bachelor of Business Administration (BBA)

Accounting

Pace University

Executive Relationship Map

Reports To
Dmitry Weinstein
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

Verified Contact Information
Email & Direct Dial
Org Chart & Reporting Lines
Buying Committee Insights
AI-Powered Account Mapping

Skills & Expertise

20 of 20 skills
Risk AssessmentFinancial RiskInternal AuditFinancial AnalysisRisk ManagementCorporate FinanceManagementFraudAnalysisFinanceAccountingDue DiligenceData AnalysisFinancial ReportingInternal ControlsSarbanes-Oxley ActAuditingCapital MarketsAnti Money LaunderingBanking