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Erick Lee

Chief Compliance Officer at Caterpillar Inc.

Caterpillar Inc.•Peoria, Illinois, United States

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Experience20+ Years
LevelCXO

Executive Overview

Experienced in-house counsel with background in ethics and compliance, risk management, regulatory matters, and technology and commercial transactions at a Fortune 100 global company. Leader of diverse teams and champion for inclusion.

Career Timeline

Professional employment history
  • Caterpillar Inc.Current
    May 2010–Present· 16 yrs 5 mos
    • Chief Compliance Officer, Vice President and Deputy General CounselCurrent
      Oct 2025–Present
    • Associate General Counsel—Earthmoving Division & Building Construction Products
      Sep 2022–Oct 2025
    • Assistant General Counsel—Regulatory Compliance
      Feb 2019–Sep 2022
    • Assistant General Counsel—Global Information Services
      Jul 2017–Feb 2019
    • Corporate Counsel—Digital
      Dec 2015–Jul 2017
    • Corporate Counsel—Anti-bribery Compliance
      Aug 2012–Dec 2015
    • Attorney—Logistics & Transportation
      May 2010–Aug 2012
  • Winston & Strawn LLP
    Sep 2006–May 2010· 3 yrs 8 mos
    • Associate—Commercial Lending, M&A, and Corporate Governance
      Sep 2006–May 2010

Education

JD

University of Virginia School of Law

BA

English, Political Science

Amherst College

Executive Relationship Map

Reports To
Erick Lee
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

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Skills & Expertise

20 of 20 skills
Legal ComplianceFCPAComplianceLawMicrosoft OfficeInterpersonal CommunicationCorporate GovernanceIntellectual PropertyData PrivacyLegal WritingCorporate LawCommercial LitigationConfidentialityAnti-corruptionContract NegotiationCivil LitigationBusiness AcumenSettlementCompliance RegulationsLitigation