James Jordan, CFA, FRM

• Seasoned executive with over thirty years of financial services risk management experience, primarily at large and complex financial institutions. Strong analytical and technical skills for credit, operational, compliance, interest rate, liquidity, strategic and reputational risks. • Significant experience dealing with enterprise risk management, governance and audit processes. • Provide quarterly audit opinions on business line and horizontal risk issues to inform the Audit Committee. • Provided oversight for capital and stress-testing related processes including CCAR/DFAST. Presented conclusions to the Board. • Experienced at evaluating management skills and ensuring controls and limits match the organization’s risk profile. Proven ability to anticipate potential problems and recommend risk mitigation or reduction strategies when appropriate. Effective at persuading senior management to effect change as a “Trusted Advisor”. • Attend numerous internal risk and capital related committees representing Audit.