James Upton
COO RepoClear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade
LCH•London, England, United Kingdom
View LinkedIn ProfileExecutive Overview
My current role as COO for LCH’s RepoClear and Collateral and Liquidity management services compliments my recent roles in forming and running LCH’s Securities and Collateral Middle Office, developing repo and liquidity products for LCH and its Clearing Members in addition to previously leading large, global operations teams at Goldman Sachs. I have broad fixed income experience with a specialism in all aspects of Repo, liquidity and funding as well as a strong equities knowledge. I combine a strong change management and problem solving mindset with an ability to lead global working groups to design and deliver both tactical and strategic initiatives to the benefit of the clients and the industry. I am proficient at leading and executing organisational change via a combination of functional industrialization, business process management and large scale technology programs. Additionally, I am an Operational Risk leader responsible for managing a team that owns Operational Risk for Repo clearing, equities clearing and collateral at LCH. I enjoy taking leading roles in recruitment, diversity and training. I led the delivery of internal training for the Goldman Sachs European Disability Interest Forum as well as the You Matter initiative at LCH. I co-chair the ICMA European Repo Council Operations Group.
Career Timeline
- LCHCurrent2014–Present· 12 yrs 8 mos
- Chief Operating Officer, RepoClear, Collateral, Liquidity, LCH Ltd, LSEG Post TradeCurrentMar 2023–Present
- Commercial Services DirectorNov 2017–Mar 2023
- Director - Head Of Securities Middle OfficeNov 2016–Nov 2017
- Director - Head Of Collateral & Liquidity Middle OfficeJun 2016–Nov 2017
- Senior Manager, Information Technology2014–Jun 2016
- Jul 2013–2014· 6 mos
- Personal Business InterestJul 2013–2014
- Jul 2002–Jul 2013· 11 yrs
- Vice President / Executive Director: Global Head Of Funding / Repo Trade Management OperationsNov 2012–Jul 2013
- Vice President / Executive Director: EMEA Head Of Funding Operations Projects2007–Nov 2012
- Securities Client Middle Office: Team Leader2004–2007
- Analyst: Securities SettlementsJul 2002–2004
- Jul 2000–Jul 2002· 2 yrs
- Analyst, IT OperationsJul 2000–Jul 2002
- Oct 1999–Jun 2000· 8 mos
- AnalystOct 1999–Jun 2000
Education
Bachelor of Science (BSc)
Economics and Politics
University of Southampton