JU

James Upton

COO RepoClear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade

LCHLondon, England, United Kingdom

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Experience26+ Years
LevelCXO

Executive Overview

My current role as COO for LCH’s RepoClear and Collateral and Liquidity management services compliments my recent roles in forming and running LCH’s Securities and Collateral Middle Office, developing repo and liquidity products for LCH and its Clearing Members in addition to previously leading large, global operations teams at Goldman Sachs. I have broad fixed income experience with a specialism in all aspects of Repo, liquidity and funding as well as a strong equities knowledge. I combine a strong change management and problem solving mindset with an ability to lead global working groups to design and deliver both tactical and strategic initiatives to the benefit of the clients and the industry. I am proficient at leading and executing organisational change via a combination of functional industrialization, business process management and large scale technology programs. Additionally, I am an Operational Risk leader responsible for managing a team that owns Operational Risk for Repo clearing, equities clearing and collateral at LCH. I enjoy taking leading roles in recruitment, diversity and training. I led the delivery of internal training for the Goldman Sachs European Disability Interest Forum as well as the You Matter initiative at LCH. I co-chair the ICMA European Repo Council Operations Group.

Career Timeline

Professional employment history
  • LCHCurrent
    2014–Present· 12 yrs 8 mos
    • Chief Operating Officer, RepoClear, Collateral, Liquidity, LCH Ltd, LSEG Post TradeCurrent
      Mar 2023–Present
    • Commercial Services Director
      Nov 2017–Mar 2023
    • Director - Head Of Securities Middle Office
      Nov 2016–Nov 2017
    • Director - Head Of Collateral & Liquidity Middle Office
      Jun 2016–Nov 2017
    • Senior Manager, Information Technology
      2014–Jun 2016
  • Jul 2013–2014· 6 mos
    • Personal Business Interest
      Jul 2013–2014
  • Jul 2002–Jul 2013· 11 yrs
    • Vice President / Executive Director: Global Head Of Funding / Repo Trade Management Operations
      Nov 2012–Jul 2013
    • Vice President / Executive Director: EMEA Head Of Funding Operations Projects
      2007–Nov 2012
    • Securities Client Middle Office: Team Leader
      2004–2007
    • Analyst: Securities Settlements
      Jul 2002–2004
  • Jul 2000–Jul 2002· 2 yrs
    • Analyst, IT Operations
      Jul 2000–Jul 2002
  • Oct 1999–Jun 2000· 8 mos
    • Analyst
      Oct 1999–Jun 2000

Education

Bachelor of Science (BSc)

Economics and Politics

University of Southampton

Executive Relationship Map

Reports To
James Upton
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

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Skills & Expertise

20 of 20 skills
Secured FinancingChange ManagementInvestment BankingIndustrializationProject ManagementCollateral ManagementLiquidity ManagementCCPClearing HousesBusiness Process ManagementFundingEmerging MarketsClient ClearingAuction ManagementSeries 99Fixed IncomeDerivativesOperations ManagementMiddle OfficeStructured Finance