JD

John Dang, CPA, CISA

Managing Director - First Line Risk Management

Charles Schwab•Greater St. Louis, United States

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Experience16+ Years
LevelCXO

Executive Overview

People First. Solution Oriented. Execution Focused. A constant drumbeat in my career has been the ability to deliver high quality client service. I credit my agility to comprehend new information quickly combined with being an effective strategic thought partner, critical thinker, and consensus builder. I’m known for leading effective teams that are engaged and committed to excellence by creating a compelling vision and ensuring my teams know that I care deeply about them. With a Big 4 background spanning across major Financial Services firms, I possess experience in leading a wide-range of critical project including strategy development, organization redesign, post-merger program integration, financial statement audits, regulatory remediation, and risk reporting transformation.

Career Timeline

Professional employment history
  • 2018–Present· 8 yrs 9 mos
    • Managing DirectorCurrent
      Nov 2024–Present
    • Director, First Line Risk Management Solutions
      2021–Dec 2025
    • Director - First Line Controls Testing, Data & Risk Insights
      2018–2021
  • 2010–Dec 2018· 8 yrs 11 mos
    • Manager - Risk & Financial Advisory
      2015–Dec 2018
    • Consultant to Sr. Consultant - IT Audit
      2010–2015

Education

Securities Industry Institute (SII)

The Wharton School

Certificate Program in Accounting

UC Berkeley Extension

Information Technology Management

University of Notre Dame

Executive Relationship Map

Reports To
John Dang, CPA, CISA
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

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Skills & Expertise

19 of 19 skills
IT AuditProject ManagementCISAAccessInternal AuditInvestment Management IndustryThird Party ReportingSharePointBusiness AnalysisManagement ConsultingExternal AuditTraining & DevelopmentInternal ControlsCybersecuritySarbanes-Oxley ActAuditingThird Party Vendor ManagementEnterprise Risk ManagementThird Party Relationships