Kenneth M. Siegel
Managing Director, Trading and Operations Compliance at Charles Schwab
Charles Schwab•Grayslake, Illinois, United States
View LinkedIn ProfileExecutive Overview
Senior Executive Summary Effective and accountable in senior executive roles - Able to overcome complex business challenges and make high level decisions using experience, judgment, strong work ethic and integrity. Corporate Strategy and Development - Consistent record of delivering results in growth, revenue, operational performance and profitability. Extensive transaction background including recent private offering. Strong orientations in operations and finance - Participated in high-level operational initiatives, including product design, process reengineering and department reorganization. Respect and leverage human capital - Ability to motive, mentor and lead professionals. Live the culture and lead by example; direct cross-functional teams with motivational leadership and empowerment. Specialties: Business development, call center, contract management, customer relations, delivery, equities, facilities management, futures, hiring, legal, management, market planning, marketing, microsoft exchange, microsoft office, negotiation, policy analysis, pricing, process engineering, retail sales, risk management, securities, strategic development, web site production,
Career Timeline
- Charles SchwabCurrentMay 2014–Present· 12 yrs 5 mos
- Managing Director, Trading and Operations ComplianceCurrentMay 2014–Present
- Apr 2011–Apr 2014· 3 yrs
- Vice President Compliance Manager Trading and OperationsApr 2011–Apr 2014
- 2007–Apr 2011· 4 yrs 3 mos
- CEO/Chief Compliance Officer2007–Apr 2011
- Jun 2005–2007· 1 yr 7 mos
- PrincipalJun 2005–2007
- Oct 2002–Jun 2005· 2 yrs 8 mos
- Principal/Business DevelopmentOct 2002–Jun 2005
- Aug 2000–Oct 2002· 2 yrs 2 mos
- Principal/Head TraderAug 2000–Oct 2002
- Dec 1999–Aug 2000· 8 mos
- Principal/Head TraderDec 1999–Aug 2000
- Jul 1997–Dec 1999· 2 yrs 5 mos
- Director of Client Services/ Head TraderJul 1997–Dec 1999
- 1985–Jul 1997· 12 yrs 6 mos
- Vice President1985–Jul 1997
Education
MBA
Finance
DePaul Driehaus College of BusinessBA
Economics
Illinois State University