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Lica Hartman

Lica Hartman

Managing Director Internal Audit - Professional Practices

El Camino Health•San Francisco, California, United States

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Experience25+ Years

Executive Overview

Financial services internal audit executive with extensive experience in banking and capital markets, providing strategic and tactical solutions to organizations seeking to improve the effectiveness of their control environment.

Career Timeline

Professional employment history
  • El Camino HealthCurrent
    2017–Present· 9 yrs 9 mos
    • Member of the Compliance and Audit CommitteeCurrent
      2017–Present
  • Charles SchwabCurrent
    Jul 2013–Present· 13 yrs 3 mos
    • Managing Director, Internal Audit, Professional PracticesCurrent
      Jul 2013–Present
  • EY
    2007–Jul 2013· 6 yrs 6 mos
    • Senior Manager - Banking & Capital Markets
      2007–Jul 2013
  • AB Bernstein
    2001–Dec 2006· 5 yrs 11 mos
    • Assistant Vice President, Internal Controls
      2001–Dec 2006

Education

B.A.

Political Science, History

Alfred University

Executive Relationship Map

Reports To
Lica Hartman
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

Verified Contact Information
Email & Direct Dial
Org Chart & Reporting Lines
Buying Committee Insights
AI-Powered Account Mapping

Skills & Expertise

19 of 19 skills
IT AuditChange ManagementComplianceFinancial RiskInternal AuditBusiness ProcessFinancial AccountingOFACRisk ManagementOperational RiskFraudBank secKYCFinancial ServicesFinancial ReportingSarbanes-Oxley ActAMLAnti Money LaunderingEnterprise Risk Management