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Mark Hunter

MD - Head of Wealth and Asset Management Compliance @ Schwab

Charles Schwab•Austin, Texas, United States

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Experience31+ Years
LevelCXO

Career Timeline

Professional employment history
  • Charles SchwabCurrent
    2024–Present· 2 yrs 9 mos
    • Chief Compliance Officer, Schwab Asset Management, Schwab Funds, Schwab ETFsCurrent
      2025–Present
    • Managing Director, Head of Wealth and Advice Solutions and New Product Compliance
      2024–2025
  • Dimensional Fund Advisors
    2010–2024· 14 yrs
    • Head of Regulatory Compliance, Global AML Officer and Vice President
      2010–2024
  • Janus Henderson Investors
    2004–2010· 6 yrs
    • Senior Compliance Manager
      2004–2010
  • FINRA
    1995–2004· 9 yrs
    • Senior Compliance Examiner
      1995–2004

Education

Bachelor of Science - BS

Old Dominion University

Master of Business Administration - MBA

University of Colorado Denver

Executive Relationship Map

Reports To
Mark Hunter
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

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Skills & Expertise

19 of 19 skills
Wealth ManagementSecuritiesSecurities RegulationHedge FundsMutual FundsInvestment ManagementFINRASeries 7Asset AllocationFinancial ServicesSeries 63Fixed IncomeEquitiesSeries 24Asset ManagementInvestment AdvisoryAMLAnti Money LaunderingAlternative Investments