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Matt Sugden, CRCP

Matt Sugden, CRCP

Senior Vice President at Commonwealth Financial Network

Commonwealth Financial Network•Natick, Massachusetts, United States

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Experience22+ Years
LevelCXO

Executive Overview

FINRA series 7, 24, 53 and 66 licensed Certified Regulatory and Compliance Professional (CRCP)

Career Timeline

Professional employment history
  • Commonwealth Financial NetworkCurrent
    Apr 2004–Present· 22 yrs 6 mos
    • Chief Compliance OfficerCurrent
      Sep 2025–Present
    • Senior Vice President
      Apr 2022–Sep 2025
    • Vice President, Compliance
      May 2018–Apr 2022
    • Director, IT Compliance
      Sep 2017–May 2018
    • Assistant Director - Compliance
      Sep 2015–Sep 2017
    • Manager - Branch Exams and Escalations
      Oct 2013–Sep 2015
    • Supervisor - Branch Exams
      Oct 2011–Oct 2013
    • OSJ Program Manager
      Apr 2011–Oct 2013
    • Senior Compliance Advisor
      Apr 2004–Apr 2011

Education

Legal Studies

Pre-Law Studies

Quinnipiac University

Certified Regulatory and Compliance Proffesional (CRCP)

FINRA institute at Wharton

Executive Relationship Map

Reports To
Matt Sugden, CRCP
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

Verified Contact Information
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Skills & Expertise

12 of 12 skills
FINRASeries 7ComplianceRiskFinancial ServicesFinancial RiskSecuritiesSeries 24Securities RegulationUniform Combined State LawMutual FundsSeries 66