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Mitchell Newhouse

Mitchell Newhouse

Managing Director at Charles Schwab

Charles Schwab•Ballwin, Missouri, United States

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Experience17+ Years
LevelCXO

Executive Overview

Law license: Missouri Securities licenses: Series 7, Series 66, Series 24, Series 9, Series 10

Career Timeline

Professional employment history
  • Charles SchwabCurrent
    2025–Present· 1 yr 9 mos
    • Managing Director, Head of Fund and Advisory Program ComplianceCurrent
      2025–Present
  • Edward Jones
    Jul 2015–2025· 9 yrs 6 mos
    • Senior Counsel & Department Leader - Investment Advisory Compliance
      2019–2025
    • Associate Counsel - Investment Advisory & Funds Compliance
      2017–2019
    • Counsel - Funds Compliance
      Jul 2015–2017
  • Scottrade
    Nov 2014–Jul 2015· 8 mos
    • Counsel
      Nov 2014–Jul 2015
  • Edward Jones
    Sep 2012–Nov 2014· 2 yrs 2 mos
    • Counsel - Compliance Service
      Sep 2012–Nov 2014
  • Brinker & Doyen LLP
    Apr 2012–Sep 2012· 5 mos
    • Associate Attorney
      Apr 2012–Sep 2012
  • Saint Louis University School of Law
    2010–2020· 10 yrs
    • Volunteer Moot Court Judge
      2010–2020
  • The Wendt Law Firm
    Apr 2009–Apr 2012· 3 yrs
    • Civil Litigation Attorney
      Sep 2010–Apr 2012
    • Legal Intern
      Apr 2009–Sep 2010

Education

J.D. (May 2010)

Concentration: Civil Litigation

Saint Louis University School of Law

B.S.B.A.

Economics

Southeast Missouri State University - Harrison College of Business and Computing

Executive Relationship Map

Reports To
Mitchell Newhouse
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

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