Neelesh Sarda
Chief Compliance Officer at Aditya Birla Finance Limited
Aditya Birla Finance Ltd•Mumbai, Maharashtra, India
View LinkedIn ProfileExecutive Overview
I am a Chartered Accountant with 25 years of work experience, of which 19 years has been in the banking domain, primarily in the Compliance function across corporate, retail, treasury, capital markets, KYC, AML areas covering all products, and across MNC, Indian private sector banks and NBFC. Significant achievement has been setting up from scratch the Compliance function in YES Bank and Aditya Birla Payments Bank. I have headed the compliance function at 4 entities. I have been a speaker and part of external seminars / round table discussions relating to the Compliance function. I am also into distance running and yoga.
Career Timeline
- Aditya Birla Finance LtdCurrentSep 2019–Present· 7 yrs
- Chief Compliance OfficerCurrentSep 2019–Present
- Aditya Birla CapitalCurrentSep 2019–Present· 7 yrs
- Chief Compliance OfficerCurrentSep 2019–Present
- Feb 2018–Sep 2019· 1 yr 7 mos
- Chief Compliance & Risk OfficerFeb 2018–Sep 2019
- Nov 2014–Nov 2017· 3 yrs
- Chief Compliance OfficerNov 2014–Nov 2017
- Aug 2013–Oct 2014· 1 yr 2 mos
- Director, Regulatory ComplianceAug 2013–Oct 2014
- Apr 2007–Jul 2013· 6 yrs 3 mos
- Group Executive Vice President - ComplianceApr 2007–Jul 2013
- Feb 2005–Mar 2007· 2 yrs 1 mo
- Director, IT ComplianceFeb 2005–Mar 2007
- Jun 2000–2005· 4 yrs 7 mos
- Asst Vice President - Central Compliance Unit / Treasury UnitJun 2000–2005
- Jun 1994–May 2000· 5 yrs 11 mos
- Senior Consultant - Tax and Business AdvisoryJun 1994–May 2000
Education
1 year Executive MBA
Business Administration and Management, General
Indian Institute of Management, Calcutta
Chartered Accountant
The Institute of Chartered Accountants of IndiaBachelor's degree
Commerce & Economics
Sydenham College of Commerce & Economics B Road Churchgate Mumbai 400 020