Tracy Saale, JD, CCEP, CRCP
Chief Conduct & Ethics Officer l Corporate Responsibility Officer l Vice President of Conduct and Ethics l General Counsel
Charles Schwab•Washington DC-Baltimore Area, United States
View LinkedIn ProfileExecutive Overview
Established the risk management, conduct and ethics program for a Fortune 500 company. Served as a trusted advisor, subject matter expert, and legal counsel advising C-suite, Board of Directors, and senior leadership. I created and implemented program governance and compliance policies, processes, and procedures. My background includes having been a General Counsel, and Chief Division Ethics and Compliance Officer at the FBI. I enjoy building programs that help an organization effectively manage and resolve complex issues. I have hired, coached, and led very large teams. I give people the tools and resources they need to do their jobs independently and provide direction as needed. I also like to foster each team member’s professional development so they can advance their careers and earn promotions. One of my strengths is cross-functional collaboration to build relationships and consensus to deliver results.
Career Timeline
- Charles SchwabCurrentNov 2018–Present· 7 yrs 11 mos
- Managing Director, Conduct Risk Management and Corporate ResponsibilityCurrentNov 2018–Present
- 1995–2018· 23 yrs
- Executive, International Operations Division2017–2018
- Chief Division Ethics and Compliance Officer and Chief Division Legal Counsel2015–2017
- Federal Prosecutor2014–2015
- Executive in Cyber and International Operations Divisions2010–2014
- Assistant Legal Attaché – diplomatic role based in Athens, Greece2008–2010
- Supervisory Special Agent – International Operations Division2006–2008
- Division Ethics and Compliance Officer and Legal Counsel2002–2006
- Associate General Counsel, Office of the General Counsel2000–2002
- Special Agent, White Collar Crime Investigator1995–2000
Education
Certified Regulatory Compliance Professional
Georgetown University McDonough School of BusinessDoctor of Law - JD
Law
Vanderbilt University Law SchoolBachelor of Science - BS, Magna cum laude
Political Science and Government; French
Miami University