Andrew Donohue

Highly motivated, energetic, commercially oriented Global Chief Compliance Officer with over 25 years of experience in the asset management and financial services industry. Highly ethical leader with a proven track record in establishing strong relationships with global business partners and influencing a positive culture of compliance. Proactive identification and incorporation of technological solutions that introduce efficiency, scalability and enhanced surveillance into a global oversight model. Forward thinking, pragmatic, and strong leader skilled in identifying, hiring and developing highly motivated individuals and assembling large, diverse, collaborative global compliance teams that have members located in Asia, Europe and the United States. Well-known and respected professional within the compliance community. Speaker and panelist at industry conferences, Editorial Board Member for “Modern Compliance-Best Practices For Securities & Finance” (Wolters Kluwer), and co-contributing author for the chapter titled “Compliance and Risk Management”. Successfully coordinate, manage, and oversee a large team of compliance professionals, including CCO of an affiliated broker-dealer. Oversee all aspects of the global compliance program for a $576 billion asset manager of large institutional clients, separately managed accounts, retail mutual funds, private funds, and exchange traded funds. Responsible for the oversight of multiple U.S. registered investment advisers, foreign investment advisers authorized in various countries, a limited purpose broker-dealer and a growing number of international affiliated entities and sales offices. Current responsibilities include Chief Compliance Officer PGIM Investments LLC, PGIM Custom Harvest LLC, PGIM DC Solutions, AST Investment Services, Inc. and PGIM Limited (UK based advisor). Responsible for coordinating compliance oversight for PGIM across Europe and the Middle East. Supports and oversees the compliance teams responsible for Prudential Investment Management Services LLC (A limited purpose broker-dealer), the Wtf.S mutual funds and ETFs, the UCITS platform, PGIM Custom Harvest, and PGIM DC Solutions, as well as PGIM India and the Everbright/PGIM JV initiative in China.