Ashwini Rathni

Strategic and accomplished executive with experience in leading compliance and risk programs at financial institutions and the technology industry. Proficient in providing independent oversight of compliance programs to help identify and evaluate legal and compliance risks as well as technology and third-party risks. Expert in business and data analysis and implementing compliance-related tools and systems. Proficient in coordinating with senior executives and stakeholders to drive impactful changes and foster proactive compliance and risk cultures. Adept at navigating regulatory requirements across various countries and competent in communicating with the regulators. Focus areas: Compliance Program BSA/AML/OFAC Financial Crimes Compliance Money Service Business (MSB)/money transmitter Anti-Bribery & Corruption Key Process Indicators and Key Risk Indicators – MIS for Compliance risk Third Party Risk Management Onboarding/Due Diligence (KYC, KYS) Transaction Monitoring Sanction Screening Policy Governance Regulatory Remediation Code of Conduct Technology Design and Execution