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Richard Vynalek

Richard Vynalek

Chief Compliance Officer, Retirement Division and US Business Service

Prudential Financial•Shelton, Connecticut, United States

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Experience32+ Years
LevelCXO

Executive Overview

A solutions-focused financial services professional with thirty years experience in the development and oversight of effective supervision systems, strong knowledge of the Investment Advisors Act of 1940 and Investment Company Act of 1940, life and annuity manufacturing and distribution and retail and wholesale broker dealer oversight.

Career Timeline

Professional employment history
  • Prudential FinancialCurrent
    Dec 2022–Present· 3 yrs 11 mos
    • Chief Compliance Officer, Retirement Strategies and USB ServicesCurrent
      Feb 2024–Present
    • Vice President, Compliance
      Dec 2022–Feb 2024
  • Global Atlantic
    Apr 2019–Jun 2022· 3 yrs 2 mos
    • Chief Compliance Officer
      Apr 2019–Jun 2022
    • Vice President, Individual Markets Compliance
      Apr 2019–Jun 2022
  • Simplicity Group
    Dec 2016–Apr 2019· 2 yrs 4 mos
    • Chief Compliance Officer
      Dec 2016–Apr 2019
  • Symetra
    Jul 2012–Dec 2016· 4 yrs 5 mos
    • Assistant Vice President, Compliance
      Jul 2012–Dec 2016
  • The Hartford
    2007–Jul 2012· 5 yrs 6 mos
    • Director, Global Annuity Compliance
      2007–Jul 2012
  • Voya Financial
    Jul 1997–2007· 9 yrs 6 mos
    • Manager, Compliance
      Jul 1997–2007
  • Fleet Investment Services, Inc.
    Apr 1994–Jul 1997· 3 yrs 3 mos
    • Investment Specialist
      Apr 1994–Jul 1997

Education

BS

Business Administration

Southern New Hampshire University

Executive Relationship Map

Reports To
Richard Vynalek
Vice Chair & President
Chief Financial Officer
Chief Technology Officer
Chief Operating Officer

Executive Network Preview

BizKonnect has mapped this leadership network including reporting hierarchies, peer connections, and cross-functional relationships.

Verified Contact Information
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Skills & Expertise

20 of 20 skills
Financial AdvisoryComplianceSecuritiesLife InsuranceFixed AnnuitiesRisk ManagementTradingMutual FundsRetirementFINRASeries 7Retirement PlanningFinancial ServicesSeries 6InvestmentsIRAsInsurance401kAnnuitiesDefined Contribution