Wayne S.

Over thirty-five years of expertise in the global management of financial technology. Experience includes positions at TD Securities, Mizuho Capital Markets, Reuters America and Hewlett Packard. Subject Matter Expert in: • Technology Leadership, Supervision & Oversight • Technology Risk Management & Controls • Technology Regulatory Compliance • Disaster Recovery & Business Continuity Strategy and Execution • Operational Resilience • Trade Floor Design & Build-out • Project Management Certifications: • FINRA Certified Operations Professional (Series 99) • DRII Certified Business Continuity Professional (CBCP) • PMI Certified Project Management Professional (PMP) Particular expertise in: • Creating business, technology and business continuity strategy and implementing it with strong program and project management, including technical implementation, financial & budget planning, risk analysis, regulatory compliance and team management. • All areas relating to the acquisition, development, design, implementation and support of information technology, communications and facilities with particular expertise in real-time trading environments. • Business Continuity Planning (BCP) and management (BCM), including disaster recovery (DR) and contingency planning, with direct hands-on experience during the events of 9/11. Member of the SIFMA BCP & General Threats Tactical Subcommittees.